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Individual Name (Last, First Name) AI Number
Abbas, Mohamed Ali Saleh 00183TAIB Bank Qatar LLC##00049##Senior Executive Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn####20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn####20100328,
Abdallah, Mohammad Ahmad 00307American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Abdel-Halim, Mohamed Esmat 00334EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140424,
Abdullah, Maytham Mahmoud Haji Haider 00108United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Approved####20070206,United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn####20091018,
AbdulSalam, Tariq Mohammed 00024United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Abi Samra, Wilson Gabriel 00222Nasco Qatar LLC##00057##Finance Function##Approved####20070808,Nasco Qatar LLC##00057##Finance Function##Withdrawn####20090726,
Abou Khalil, Antoine Gergi 00275American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Abou Khalil, Julien 00365Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,
Abu Alnadi, Rani Adnan 00008Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn####20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20070409,
Abu Alrub, Mahmoud 00009Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn####20160502,
Abuhijleh, Fadi Abdelghani Adel 00066United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701,
Afifi, Mohamed Abdel-Moneim 00098Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20080127,
Agarwal, Ritesh 00214ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070724,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,
Ahmed, Nidal Lutfi Abdullatif 00141Qatar Capital Partners LLC##00042##Finance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Finance Function##Withdrawn####20090906,
Ahmed, Salman 00001Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20050929,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20060718,
Ajayi, Adebowale Oluranti 00122American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20070514,
Akhrass, Jameel Khalid 00131Lehman Brothers International (Europe)##00040##Senior Executive Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn####20100105,
Al Abdulla, Hussain Ali Abdulrahman Abdulla 00158Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212,
Al Dhaheri, Khalaf Sultan Rashed Saeed 00160Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713,
Al Jaidah, Salah Mohammed Ibrahim 00169Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Executive Governance Function##Approved##20210817##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20231101,
Al Subaey, Khalifa Abdulla T 00115QIC International LLC##00034##Senior Executive Function##Approved####20070212,QIC International LLC##00034##Senior Executive Function##Withdrawn####20180308,QIC International LLC##00034##Executive Governance Function##Approved####20120703,QIC International LLC##00034##Executive Governance Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20170720,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Executive G,
Al Thani, Abdul Rahman Bin Mohamed Bin Jabor 00206Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##,
Al Thani, Al Hussain Ali Ahmed Jassim 00161Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20120910,
Al Thani, Fahad Bin Mohamed Bin Jabor 00207Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20100207,
Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor 00170QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20260414,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20100124,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,
Al Thani, Mohamed bin Ahmed bin Jassem 00224CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn####20080313,
Al Thani, Mohamed bin Hamad bin Jassem bin Jabor 00335EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091123,
Al-Abduljaleel, Fahad Ghazi 00192Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Al-Ansari, Nasser Hassen F H 00159Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713,Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20171002,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20200726,
Al-Bader, Reem Mohammed Mishary Hassan 00045Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20070301,
Al-Ebrahim, Essa Mohammed Ahmed Hassan 00042Standard Chartered Bank##00010##Compliance Oversight Function##Approved####20060622,Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn####20080401,Standard Chartered Bank##00010##MLRO Function##Approved####20060622,Standard Chartered Bank##00010##MLRO Function##Withdrawn####20080401,
Al-Fardan, Hussain Ibrahim 00112QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,
Al-Gharaballi, Samir Abdel Mohsen Abdel Karim 00046Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20081023,
Al-Ghunaim, Maha Khaled Salih 00047Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Al-Harbi, Muhsen Mohammed Muhsen Ghareeb 00048Global Investment House (Qatar) LLC##00011##Senior Executive Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn####20090119,
Al-Kawari, Tamim Hamad Abdulaziz Ali 00203Goldman Sachs International##00053##Senior Executive Function##Approved####20070709,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120715,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20210630,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20220202,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20230124,QINVEST LLC##00048##Senior Executive Function##Approved####20121209,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20121209,QINVEST LLC##00048##Customer F,
Al-Khaledi, Mahmoud Mohamed Mahmoud 00127United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn####20091018,
Al-Mahmoud, Ibrahim Abdulla 00113QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20110512,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20130529,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20140428,
Al-Mannai, Khalaf Ahmed Shabeeb 00114QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526,
Al-Meer, Abdullattif Abdulla M A 00172QINVEST LLC##00048##Senior Executive Function##Approved####20070430,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20080902,QINVEST LLC##00048##Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Executive Governance Function##Withdrawn####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer,
Al-Neama, Yousef Mahmoud 00142Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##,
Al-Qadi, Abdul Kadir 00010Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200216,
Al-Qadi, Hani Abdulkadir 00011Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governan,
Al-Roomi, Khawla Bader Yousif Abdul Rahman 00049Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Al-Sumait, Bader Abdullah Ahmed 00050Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Alderazi, Abbas Ebrahim Ali Marzooq 00371BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20080308,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20090209,
Alexander, Adrian Paul 00350Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,
Alhajeri, Manaf Abdulaziz 00038Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Ali, Bachar Karah 00277American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140506,
Ali, Saudoun Abdullah 00121United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20070221,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Ali, Umar 00245Kaupthing Bank hf.##00063##Senior Executive Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090520,
Aljasmi, Abdulrahman Mohamed Abdulla Mohamed 00171QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20080831,
Alkabbani, Amr Mamoun Mohamed 00151Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Allana Mohammed Salim, Mohammed Yahya 00366Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20101227,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Fi,
AlShaya, Hamad A. 00173QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Amatouri, Fadi Georges 00088Bank Audi LLC##00027##Senior Executive Function##Approved####20061221,Bank Audi LLC##00027##Senior Executive Function##Withdrawn####20110428,Bank Audi LLC##00027##Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Executive Governance Function##Withdrawn####20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20160509,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20190329,
Amin, Raashed Abdul Aziz Merza 00179EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121112,
Anstead, Richard 00348AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20080110,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20120408,AXA Investment Managers LLC##00008##MLRO Function##Approved####20100825,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20110825,
Ardalan, Cyrus 00057Barclays Bank PLC##00018##Senior Executive Function##Approved####20060910,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100526,
Ashraf, Syed Rehan 00265United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20091018,
Assari, Farhad 00358Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090122,
Asselstine, Jeffrey Brian 00143Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070703,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20080708,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20070910,
Audi, Raymond Wadih 00089Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20160315,
Awan, Jehanzeb Ahmed 00060Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn####20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Approved####20060912,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn####20130114,
Ayache, Ghassan Shafik 00090Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110526,
Ayesh, Anas Maher Radi 00105Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20111006,
Azar, Girgi 00068UBP (Qatar) LLC##00021##Senior Executive Function##Approved####20061031,UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,
Babicci, Chris Anthony 00043Standard Chartered Bank##00010##Senior Executive Function##Approved####20060622,Standard Chartered Bank##00010##Senior Executive Function##Withdrawn####20080401,
Badiga, Sumanth 00118AIG MEA Limited##00035##Finance Function##Approved####20070218,AIG MEA Limited##00035##Finance Function##Withdrawn####20080308,
Badine, Leila Elias 00085Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Bakhos, Fady Jean 00336EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091101,
Barretto, Gasper Thomas 00187QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326,
Bauer, Carl John 00079United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-,
Belman, Fred Fouad Mohammad 00278American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Bharadwaj, Suraj 00229ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080115,
Bhat, Ashok Anant 00215ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070724,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20110206,ICICI Bank Limited##00041##MLRO Function##Approved####20080110,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20110206,
Bhatia, Sanjay 00349Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn####20241031,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn####20241031,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Bhatia, Sunny 00128Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20070304,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20101123,
Bitar, Mousa Omran Mousa 00279American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140405,
Bizzozero, Alessandro Cosimo Heribert 00069UBP (Qatar) LLC##00021##Compliance Oversight Function##Approved####20061031,UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn####20090118,UBP (Qatar) LLC##00021##MLRO Function##Approved####20061031,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn####20100207,
Bou Ayach, Said 00276Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20100815,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn####20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620,
Bou Ayache, Maamoun Riad 00123American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20080622,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620,
Bou Khouzam, Imad Nabih 00044Standard Chartered Bank##00010##Finance Function##Approved####20060622,Standard Chartered Bank##00010##Finance Function##Withdrawn####20080401,
Boullefort-Fulconis, Nathalie Marie Juliette 00034AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20090303,
Bouloux, Charles Serge Henri 00119AIG MEA Limited##00035##Senior Executive Function##Approved####20070218,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20080308,
Breusch, Carola Nicola Asha 00054QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701,
Brown, Peter James 00351Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Bseisu, Dina Adnan Nureddin 00243Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110113,
Bulovic, Rim Esreb 00023Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070920,
Callander, Norman Scott 00035AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20060423,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706,
Chadha, Ajesh 00039Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20090812,
Chammas, Fadi Said 00124American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20091210,
Chamoun, Jean Tohme 00091Bank Audi LLC##00027##Compliance Oversight Function##Approved####20061221,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20071111,Bank Audi LLC##00027##MLRO Function##Approved####20061221,Bank Audi LLC##00027##MLRO Function##Withdrawn####20071111,
Chandapillai, Babuji Nellikalayil 00280American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chandapillai, Mathew Nellikalayil 00281American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chandapillai, Shaju Nellikalayil 00282American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chappuis, Yvan Olivier 00070UBP (Qatar) LLC##00021##Finance Function##Approved####20061031,UBP (Qatar) LLC##00021##Finance Function##Withdrawn####20100207,
Chehwane, Doumit Tanious 00283American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120201,
Clark, Robin Douglas 00036AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20060423,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20080110,AXA Investment Managers LLC##00008##MLRO Function##Approved####20060423,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20071205,
Clipson, Jaqueline Sharen 00055QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701,
Curtis, Clare Elizabeth 00132Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20070318,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20080308,
Dadis, Rania 00106Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20080608,
Daher, Bruno 00109Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20070208,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20250903,
Daniel, Jiji Daniel 00284American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Daphtary, Vivek 00081EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20070912,
David , Varghese Pulikottil 00116QIC International LLC##00034##Compliance Oversight Function##Approved####20070212,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20140309,QIC International LLC##00034##Risk Management Function##Approved####20070620,QIC International LLC##00034##Risk Management Function##Withdrawn####20120301,QIC International LLC##00034##MLRO Function##Approved####20070212,QIC International LLC##00034##MLRO Function##Withdrawn####20140309,QIC Asset Management LLC##00676##Non-Executive Governance Function##Approved####20190501,QIC Asset Management LLC##00676##Non-Executive Governance Function##Withdrawn####20220430,
Davis, Alister John Bryan 00184TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn####20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Approved####20070516,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn####20100215,
de Picciotto, Daniel Alain 00071UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207,
Deegan, Gary Anthony 00250Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081104,
Devos, Philippe Jean Jacques Louis 00375Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20080308,
Dhingra, Gaurav 00137ICICI Bank Limited##00041##Finance Function##Approved####20070321,ICICI Bank Limited##00041##Finance Function##Withdrawn####20080924,
Diab, Fuad Suliman 00012Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20170220,
Dick, Dermot Patrick 00188QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110308,
Dick, Joanne 00002Ansbacher & Co Limited##00001##MLRO Function##Approved####20050929,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20051229,
Dulake, Elizabeth Anne 00199QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20110512,
E'Waidah, Nidal Radi Younis 00130Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##,
Earle, Glenn Peter Jonathan 00204Goldman Sachs International##00053##Finance Function##Approved####20070709,Goldman Sachs International##00053##Finance Function##Withdrawn####20111025,
Eid, Lara Halim 00125American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20110206,
El Chami, Randa 00263Bank Audi LLC##00027##Compliance Oversight Function##Approved####20071111,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20101003,Bank Audi LLC##00027##MLRO Function##Approved####20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn####20101003,
El Jed, Laurent Hilal 00247Kaupthing Bank hf.##00063##Senior Management Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080313,
El Kourani, Joseph Malek 00285American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411,
El Maghawry, Omar Adel 00225CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Custo,
El Mallawany, Yasser Soliman Hisham 00337EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527,
El Omari, Raed Mohammad Said Elayan 00286American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,
El Zein, Saadeddine Abdul Halim 00093Bank Audi LLC##00027##Senior Management Function##Approved####20061221,Bank Audi LLC##00027##Senior Management Function##Withdrawn####20100720,
El Zyr, Karim Antoine 00266Nasco Qatar LLC##00057##Senior Executive Function##Approved####20071121,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
El-Nagdy, Karim Stub 00251Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
El-Quqa, Omar Mahmoud 00051Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20091018,
Elias, Camil Elias 00287American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Envis, Gary 00003Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##MLRO Function##Approved####20060710,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20060921,
Erickson, Bradley Dale 00004Ansbacher & Co Limited##00001##Finance Function##Approved####20050929,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20070709,
Esmat, Amal Ali 00241Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20161023,
Evain, Christian Michel Marie 00152Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Fackrell, Gideon Paul Jeffrey 00037AXA Investment Managers LLC##00008##Finance Function##Approved####20060423,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20091008,
Faraj, Saleh 00133Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20111003,Nomura International plc, Qatar Financia,
Fenderico, Domenico Maurizio 00174QINVEST LLC##00048##Finance Function##Approved####20070430,QINVEST LLC##00048##Finance Function##Withdrawn####20080318,
Forde, David Martin 00064Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Foroughi, Faranak 00180EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20070513,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070613,
Foxwell, Graham Andrew 00288American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20101017,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130731,
Furner, Richard 00257Zurich International Life Limited##00067##Actuarial Function##Approved####20071108,Zurich International Life Limited##00067##Actuarial Function##Withdrawn####20090201,
Gajapathy, Logesh Babu 00289American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Gangaram, Narendra Ahuja 00258Zurich International Life Limited##00067##MLRO Function##Approved####20071108,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20080225,
Garden, Robert Ian 00165The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20080921,
Gehrke, Andreas 00058Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20060910,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20081023,Barclays Bank PLC##00018##MLRO Function##Approved####20060910,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20081023,
George, Abraham Adappanam Kandathil 00291American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
George, Shine Babu 00290American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
George, Varghese Adappanam Kandathil 00292American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130625,
Gilles, Andre Louis 00237EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20070912,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140331,
Goetz, Fidelis Maria 00359Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved####20110703,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn####20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708,
Govindarajan, Vijayan 00195BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn####20080709,
Gower, Adrian Walton 00200QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20080313,
Greatbatch, Alan 00166The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20081023,
Green, Katherine Alice 00338EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113,
Greuter, Charles Peter 00019Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20070208,
Gupta, Udayaditya 00082EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20110113,
Gurunathan, Velusiva 00329American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411,
Habib, Aized 00196BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20080308,
Haddad, Ala Nashat Farhan 00104Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526,
Haddad, Elie 00235United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070910,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081021,
Halima-Meddah, Aicha 00087Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Hallit, Joseph Michel 00269Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn####20120806,
Hamad, Akram Taisir Ahmad 00293American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Hamiyeh, Fouad Adel 00153Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121011,
Haran, Paul Andrew 00259Zurich International Life Limited##00067##Senior Executive Function##Approved####20071108,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20080225,
Hashisho, Mohamad Hasan 00072UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080713,
Hassiba, Ghada Marwan 00294American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hayani, Mohammed Hussam Eddin Ahmad 00295American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140131,
Hayat, Masaud Jawhar 00025United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Heikal, Hassan Mohamed Hassanien 00339EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527,
Hendawi, Hatem Saad 00226CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20091214,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn####20100623,
Herbert, Angela Jean 00364Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080221,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20090312,
Hijazi, Mohammad Saleh Abdelghani 00022Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20170213,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20230622,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20230723,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20241115,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20170213,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20250617,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20240630,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn#,
Hossain, Syed Akhter 00040Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20070206,
Houghton, Robert Mark 00167The Royal Bank of Scotland plc##00046##Finance Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20100620,
Howe, James Webster 00267QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20071121,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##MLRO Function##Approved####20160626,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20170807,
Huertas, Emmanuel Ramon 00217Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved####20070807,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn####20090819,
Husseini, Mounir Jihad 00191Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110321,
Ibrahim, Zahid Javed 00227CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn####20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn####20090209,
Iqbal, Asif 00120AIG MEA Limited##00035##Non-Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Non-Executive Governance Function##Withdrawn####20240820,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20070218,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20090520,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20100630,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20101026,AIG MEA Limited##00035##MLRO Function##Approved####20070218,AIG MEA Limited##00035##MLRO Function##Withdrawn####20101026,
Jaccarini, Edward Anthony 00238EMIRATES NBD PJSC##00026##Finance Function##Approved####20070912,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20081026,
Jacquin de Margerie, Bertrand Marie Bernard 00154Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Jain, Dilip 00138ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070321,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20070724,ICICI Bank Limited##00041##MLRO Function##Approved####20070321,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20070724,
Jain, Sanjay 00208Sharq Insurance LLC##00054##Finance Function##Approved####20070716,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20080127,
Janahi, Esam Yusuf Abdulla Abdulkarim 00175QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Jeffy, Abdo Ibrahim 00270Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20090906,
Jiang, Yong 00354Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20080604,
Joly, Alain Marcel 00155Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn####20120109,
Jordan, Stephen 00110United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070211,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20080414,
Joseph, Joy Joseph 00296American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Jossa, Adrian 00100Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20070703,Goldman Sachs International##00053##Compliance Oversight Function##Approved####20070709,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn####20160131,Goldman Sachs International##00053##MLRO Function##Approved####20070709,Goldman Sachs International##00053##MLRO Function##Withdrawn####20160131,Goldman Sachs International##00053##Senior Management Function##Approved####20070709,Goldman Sachs International##00053##Senior Management Function##Withdrawn####20070709,
Jouard, Philippe Etienne Georges 00176QINVEST LLC##00048##Senior Management Function##Approved####20070430,QINVEST LLC##00048##Senior Management Function##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100328,Concordia Capital LLC##00129##Senior Executive Function##Approved####20110113,Concordia Capital LLC##00129##Senior Executive Function##Withdrawn by,
Joy, Elengickal Kuriepe 00297American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Junblat, Rabih Farid 00056Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20150209,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20160818,Barclays Bank PLC##00018##MLRO Function##Approved####20150209,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20160818,QINVEST LLC##00048##MLRO Function##Approved####20170206,QINVEST LLC##00048##MLRO Function##Withdrawn####20230430,QIC Islamic Asset Management LLC##00602##MLRO Function##Approved####20220207,QIC Islamic Asset Management LLC##00602##MLRO Function##Withdrawn####20220927,
Kalathil, Thomas Sajan 00298American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kamm, Adrian Kurt 00021Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060711,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20070429,
Kampani, Jayshree Virendra 00299American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kandasamy, Arul Kanda 00252Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080921,
Karaoglan, Serge Toufic 00218Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20140902,
Karikampallil, George George 00233TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070903,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20100215,
Kasargod, Nivedita Sadanand 00083EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20061212,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20061212,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20070912,
Kedia, Deepak Gopal 00140ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn####20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070911,
Khan, Masood Hussain 00080United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20091018,
Khan, Nawab Zada Shirshar 00300American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Khashabi, Adel Abdulaziz 00234Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070910,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20090906,
Khodr, Shawki Zoukan 00026United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Khot, Ravindra Anant 00185TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20070903,
Khouri, William Lukens 00027United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Khoury, Fouad Ibrahim 00013Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070409,
Kong, Xiangjun 00355Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn####20121231,
Korampath, Paruthooli Gopalakrishnan 00301American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kotian, Savitha Koragappa 00302American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Krueger, Gerhard Dieter 00360Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20080526,
Kumar, Manoj 00209Sharq Insurance LLC##00054##Senior Management Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20100721,
Kunnath, Abdul Rahisse Kurukkan 00303American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kurian, Binish Kurian 00304American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Kurien, George 00074Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20181025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20120624,
Kurmann, Johann 00094Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn####20210701,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210714##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,
Kyprianou, Anthony Haralambos 00028United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Labba, Latheef Abdul Gafoor 00305American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Laing, Scot Harold 00005Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080507,
Lakshmanan, Tirunellai Mahadevan 00264Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20260406##,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20100817,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20100817,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn####20130930,
Lalani, Hussain Abdul Aziz 00029United Gulf Financial Services Company LLC##00007##Finance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn####20091018,
Lang, Alfred Karl 00059Barclays Bank PLC##00018##Finance Function##Approved####20060910,Barclays Bank PLC##00018##Finance Function##Withdrawn####20101003,
Latif, Khalid 00210Sharq Insurance LLC##00054##Risk Management Function##Approved####20070716,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20090209,
Lorentz, Eric 00017Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20060214,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20060710,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070212,
Lu, Qiang 00357Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621,
Lynch, Martin 00177QINVEST LLC##00048##Compliance Oversight Function##Approved####20070430,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20080313,QINVEST LLC##00048##MLRO Function##Approved####20070430,QINVEST LLC##00048##MLRO Function##Withdrawn####20080313,
Macdonald, Colin Malcolm 00254ABN AMRO Bank N.V.##00065##Senior Executive Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080907,
Mahajan, Meenal Sachdeva 00136ICICI Bank Limited##00041##Senior Executive Function##Approved####20070903,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20090616,ICICI Bank Limited##00041##Senior Management Function##Approved####20070321,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090,
Mahalingam, Balakrishnan Venkataramani 00306American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Mahmood, Farhan 00148Citibank, N.A.##00043##Senior Executive Function##Approved####20070331,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20130108,
Mahmoud, Mohamed Saleh Mohamed 00340EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20090104,
Makhoul, Georges 00061Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091215,
Mamdani, Iqbal Gulamhusein 00186TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn####20100215,
Martelly, Pierre Emmanuel Dominique 00075Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20091018,
Martorano, Bruno 00111Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070212,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20071121,
Maseeh, Isa Hasan Mohamed Ali 00030United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20061009,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20071118,
Masoud, Tariq 00162Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20070403,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20110220,Al Rayan Investment LLC##00045##MLRO Function##Approved####20070403,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20110220,
Massoud, Said Sabri 00219Nasco Qatar LLC##00057##Senior Executive Function##Approved####20070808,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Withdrawn####20071121,
Mathew, Dalia Pappachan 00309American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110308,
Mathew, Philip 00310American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mathew, Regi 00311American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mathew, Seena Biju 00308American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
McMillan, Robert Edward 00255The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20081023,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20081023,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Approved####20071011,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn####20080907,
Mehra, Chetan 00230ICICI Bank Limited##00041##Senior Management Function##Approved####20070903,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20090122,
Mendoza, Elmer Desierto 00347QINVEST LLC##00048##Compliance Oversight Function##Approved####20101007,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20101227,QINVEST LLC##00048##Risk Management Function##Approved####20080115,QINVEST LLC##00048##Risk Management Function##Withdrawn####20121125,
Menon, Balagopal Gopala 00086Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Mihrez, Abdul Hamid Muhamed Dib 00067United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,
Mishra, Kailash Chandra 00344Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##,
Mohammed, Iqbal Basha Khaji 00126American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20130311,
Mohatarem, Ghulam Ahmed 00031United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20071217,
Montasser, Hashem Essam El Din 00341EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing ,
Morgans, Peter Rhys 00181American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20091215,
Morrison, Richard Euan 00076Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20201207,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - N,
Mott, Edward David Kynaston 00144Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080308,
Moyn Uddin, Mohammed 00374Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20080308,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20100105,
Mucheli, Poorna Chandra 00189QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111003,
Mukherjee, Bhaskar 00211Sharq Insurance LLC##00054##Compliance Oversight Function##Approved####20070716,Sharq Insurance LLC##00054##Compliance Oversight Function##Withdrawn####20240606,Sharq Insurance LLC##00054##MLRO Function##Approved####20070716,Sharq Insurance LLC##00054##MLRO Function##Withdrawn####20240606,
Murshed, Mahboob 00095Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20080501,
Mustafa, Khalid Diab 00014Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn####20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved####20070903,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn####20150210,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn####20170220,
Mustafawi, Adel Mohamed Tayeb 00163Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20070403,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20090201,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Approved####20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20150126,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20070403,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20090201,Al Rayan Investment LLC##00045##Customer Facin,
Nacer, Wahib 00156Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Nader, Eugene Saba 00220Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##,
Naegeli, Beat 00018Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20060711,
Nahra, George 00221Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Nair, Sharad 00361Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090705,
Nair, Suresh Rajappan 00312American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Nair, Vinesh Madhavan 00313American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Nalamutt, Jairaj Channa Basappa 00149Citibank, N.A.##00043##Compliance Oversight Function##Approved####20070331,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20071128,Citibank, N.A.##00043##MLRO Function##Approved####20070331,Citibank, N.A.##00043##MLRO Function##Withdrawn####20071128,
Narayanan, Venkiteswaran 00242Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120429,
Nasrallah-Merville, May Fawzi 00103Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20070111,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100215,
Newington-Bridges, Alexander James 00367Zurich International Life Limited##00067##Senior Executive Function##Approved####20080225,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20081204,Zurich International Life Limited##00067##MLRO Function##Approved####20080225,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20081204,
Ninan, Geogy Kurumthottical 00314American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210,
Nur Rehman, Mohammad Haroon 00032United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Nuseibeh, Izzat Nabil 00020Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,Barclays Bank PLC##00018##Senior Executive Function##Approved####20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20081202,Barc,
Oberman, John Edward 00253Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091115,
Olson, Pauline Ann 00205Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20070724,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20090906,Ansbacher & Co Limited##00001##MLRO Function##Approved####20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20090906,QREIC Sukuk LLC##00012##MLRO Function##Approved####20080110,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070710,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20090906,
Oommen, Issac Plappara Varkey 00315American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Patel, Manisha Ashok 00346AXA Investment Managers LLC##00008##MLRO Function##Approved####20071205,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20100516,
Pathmanathan, Prakash 00197BMI BANK B.S.C(c)##00052##Finance Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn####20080624,
Plackiyil, Joseph Jacob 00316American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Pluchet, Vincent Marc Edmond 00368Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20090312,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20170529,
Prince, Michael Christy 00317American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20130724,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Puthan, Rajesh Koreth 00318American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Rajagopalan, Pradeep 00041Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20070206,
Rashed, Khaled Hassan 00228CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Custome,
Rashwan, Mohamed Mahran Taie Ahmed 00372AIG MEA Limited##00035##Senior Executive Function##Approved####20080308,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Approved####20080308,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn####20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn####20121031,
Ratnavale, Dharshini Anosha 00239EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20070912,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20100620,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20100620,
Riegel, Jean-Marc Arthur 00178QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20110124,
Ringa, Younes 00236Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130502,
Robinson, Christopher Douglas 00073UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207,
Rodger, Irvine Neil 00168The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20070404,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20081023,
Rossi, Andrea Paolo 00077Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20080227,
Said, Yousaf Zalme 00063QREIC Sukuk LLC##00012##MLRO Function##Approved####20060921,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20080110,
Saine, Magdalena 00240Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,
Saliba, Ramzi Nabil 00271Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20130228,
Samaha, Elia Samir 00272Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20210525,
Sangster, Ian 00190QIC International LLC##00034##Senior Management Function##Approved####20070528,QIC International LLC##00034##Senior Management Function##Withdrawn####20120301,QIC International LLC##00034##Senior Management Function##Withdrawn####20130924,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20110421,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20120910,QIC International LLC##00034##Senior Management Function##Approved####20120910,
Sankar, Tiruchendurai Ramamurthy 00352Sharq Insurance LLC##00054##Finance Function##Approved####20080127,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20110421,
Santosh, Neelakantan Narayanaswamy 00319American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110703,
Santoshkumar, Pushpa 00096Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20100815,
Saradar, Mario Joseph 00273Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110405,
Sarasin, Eric Gerard 00362Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708,
Satheesan, Arayan Veetil 00320American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210,
Say, Martin Charles 00202Ansbacher & Co Limited##00001##Finance Function##Approved####20070709,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20090906,
Schuetz, Alexander Wolfang Nikolaus 00101Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20070529,
Seetharaman, Rahavan 00212Sharq Insurance LLC##00054##Senior Executive Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn####20210220,Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20210220,
Selestine, Charles Prayee 00147Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019,
Sermiti, Ahmad Showqi Assad 00015Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn####20070514,
Shah, Nimesh Vipinbabu 00135ICICI Bank Limited##00041##Senior Executive Function##Approved####20070321,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20070903,
Shakur, Aamir 00164Al Rayan Investment LLC##00045##Finance Function##Approved####20070403,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20080810,CQUR Bank LLC##00622##Finance Function##Approved####20230529,CQUR Bank LLC##00622##Finance Function##Withdrawn####20230831,
Sharad, Harlalka Nikhil 00198BMI BANK B.S.C(c)##00052##MLRO Function##Approved####20070628,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn####20080709,
Shawkat, Khaled Ahmed Amin 00342EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn####20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20090104,
Shivaprakash, Somasundaram 00213Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123,
Sibley, Philip James 00373AIG MEA Limited##00035##Finance Function##Approved####20080308,AIG MEA Limited##00035##Finance Function##Withdrawn####20090616,AIG MEA Limited##00035##Finance Function##Approved####20100124,AIG MEA Limited##00035##Finance Function##Withdrawn####20111206,
Simms, William Richard 00006Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20070724,Ansbacher & Co Limited##00001##MLRO Function##Approved####20051229,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070329,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070329,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20070710,
Singh, Harpreet 00216ICICI Bank Limited##00041##MLRO Function##Approved####20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20080110,
Sinko, Milko 00078Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdra,
Six, Carole Michele 00193Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Somasundaram, Karthik Geyan 00321American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Soukarieh, Rabih Zouheir 00244United Gulf Financial Services Company LLC##00007##Senior Executive Function##Approved####20071011,United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn####20091018,
Spohr, Tilmann Friedrich Willi 00363Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20080810,
Strathie, Brian David 00065Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Subramaniam, Mohan 00084EMIRATES NBD PJSC##00026##Finance Function##Approved####20061212,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20070912,
Sulaiman Haji, Thameem Kasargod 00322American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Suonenlahti, Mikko-Jussi 00145Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20070329,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Withdrawn####20080629,
Suzuki, Sadao 00345Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20071217,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Sveinsdottir, Gudny Arna 00246Kaupthing Bank hf.##00063##Finance Function##Approved####20070927,Kaupthing Bank hf.##00063##Finance Function##Withdrawn####20090520,
Sweidan, Jehad Yousef Abdulsater 00323American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Tabet, Mounir Roger 00092Bank Audi LLC##00027##Finance Function##Approved####20061221,Bank Audi LLC##00027##Finance Function##Withdrawn####20071121,
Tabol, Agustin Nanola 00324American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120321,
Taher, Fatema Mahmood Mohamed 00150Citibank, N.A.##00043##Finance Function##Approved####20070331,Citibank, N.A.##00043##Finance Function##Withdrawn####20150126,
Tahilramani, Jagdish Hari 00260Zurich International Life Limited##00067##Finance Function##Approved####20071108,Zurich International Life Limited##00067##Finance Function##Withdrawn####20110912,
Talge, Georges Yousef 00268Bank Audi LLC##00027##Finance Function##Approved####20071121,Bank Audi LLC##00027##Finance Function##Withdrawn####20160118,
Talwar, Sunil Kumar 00117QIC International LLC##00034##Finance Function##Approved####20070212,QIC International LLC##00034##Finance Function##Withdrawn####20180308,QIC Asset Management LLC##00676##Non-Executive Governance Function##Approved####20190501,QIC Asset Management LLC##00676##Non-Executive Governance Function##Withdrawn####20210331,
Tarawneh, Nasser Naji 00016Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Tatham, Christopher Paul 00249Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20070930,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20130617,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20140608,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20141209,
Temperley, Michael Arthur 00223Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20070808,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20090819,Nasco Qatar LLC##00057##MLRO Function##Approved####20070808,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20090819,
Thaleeparambil, Rajeev George 00325American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Thareja, Gaurav 00139ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119,
Thengungal, Vinish Valsan 00326American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Thiyagarajan, Ilango 00369Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110621,
Thomas, Thomas Thomas Vadakedathithak 00327American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140226,
Titcomb, Hugh Harrison 00007Ansbacher & Co Limited##00001##Executive Governance Function##Approved####20050929,Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080415,
Untermeyer, Charles Graves 00353Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Vajpayee, Shardindu 00231ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019,
Valappil, Aravindakshan Konjadath 00052Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20061221,
Van Raepenbusch, Tara Marie Ann 00248Kaupthing Bank hf.##00063##Compliance Oversight Function##Approved####20070927,Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn####20080601,Kaupthing Bank hf.##00063##MLRO Function##Approved####20070927,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn####20080601,
Vasudevan, Cudalore Krishnaswamy 00328American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Vidalie, Pascale Berthe Fernande 00134Lehman Brothers International (Europe)##00040##Finance Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20100718,
Vincent, Nicola Diane 00261Zurich International Life Limited##00067##Risk Management Function##Approved####20071108,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20090422,
Vink, Stephen Michael 00099Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Approved####20061226,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20081023,
Vinke, Jeannette 00102Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20070613,
Vora, Ankur Devendra 00274Citibank, N.A.##00043##Compliance Oversight Function##Approved####20071128,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20141115,Citibank, N.A.##00043##MLRO Function##Approved####20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn####20141115,
Wagstaff, Stephen John 00129Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20101007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20101007,
Walia, Rohit 00097Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn####20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved####20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn####20260117,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Gover,
Walker, Duncan Richard 00146Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20070429,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20070930,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20130410,QINVEST LLC##00048##Finance Function##Approved####20130716,QINVEST LLC##00048##Finance Function##Withdrawn####20190117,QINVEST LLC##00048##Senior Management Function##Approved####20130716,QINVEST LLC##00048##Senior Management Function##Withdrawn####20190117,
Wallace, Graeme Kenneth Andrew 00262Zurich International Life Limited##00067##Compliance Oversight Function##Approved####20071108,Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn####20120611,Zurich International Life Limited##00067##MLRO Function##Approved####20110106,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20120611,
Waly, Ahmed Aly Ahmed 00343EFG-Hermes Qatar LLC##00069##Senior Executive Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Executive Function##Withdrawn####20150510,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Wane, Peter Norman 00194Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20070613,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20141120,
Wang, Xuemei 00356Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20110316,
Waterhouse, Anna 00201Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20140306,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20140306,
Watson, Iain James Stuart 00053Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20061221,
Watts, Susan Elizabeth 00062Morgan Stanley & Co International plc##00019##Finance Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20080625,
Weaver, Ceri David 00182American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20070514,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20120611,
Winefred, Princeton Christopher George Anthony 00330American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Woods, George David 00256ABN AMRO Bank N.V.##00065##Finance Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn####20080501,
Yasmine, Najla Antoine 00331American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Yousef, Ibrahim Qasim Mohamed 00232Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070903,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20160811,QINVEST LLC##00048##Senior Management Function##Withdrawn####20180930,Goldman Sachs International##00053##Senior Executive Function##Approved##20230315##,Goldman Sachs International##00053##Executive Governance Function##Approved##20230315##,
Yousef, Qasim Mohammed Qasim 00033United Gulf Financial Services Company LLC##00007##Senior Executive Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn####20071011,
Yousef, Shadi Jawdat Mohammad 00332American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140514,
Yunus, Mohammad 00107Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20080824,
Zacharia, Bansi Joseph Joseph 00333American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140226,
Zafar, Asad 00370Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Approved####20080604,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Mana,
Zecchin, Georges 00157Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn####20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn####20100207,

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