ENFORCEMENT & DISCIPLINARY ACTIONS DETAILS
Firm
| Type of Action | Action Effective From | Action Effective Until | Summary of Action |
|---|---|---|---|
| Enforceable Undertaking | 25/03/2014 |
Approved Individuals
| AI No. | Name of Individual | Type of Action | Action Effective From | Action Effective Until | Summary of Action |
|---|---|---|---|---|---|
| 01145 | Deane, Helen Rebecca (Prohibited) | Prohibition from performing controlled functions | 20/07/2014 | ||
| 01145 | Deane, Helen Rebecca (Prohibited) | Public censure | 20/07/2014 |
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