ENFORCEMENT & DISCIPLINARY ACTIONS DETAILS
Firm
| Type of Action | Action Effective From | Action Effective Until | Summary of Action |
|---|---|---|---|
| Authorisation Withdrawn, Financial Penalty | 03/03/2010 |
Approved Individuals
| AI No. | Name of Individual | Type of Action | Action Effective From | Action Effective Until | Summary of Action |
|---|---|---|---|---|---|
| 00539 | Kozey, Jacinto Jacinto | 12 month prohibition from 24/05/2012 to 23/05/2013 | 24/05/2012 | ||
| 00539 | Kozey, Jacinto Jacinto | Financial penalty | 07/05/2012 | ||
| 00544 | Considine, Nyasia Nyasia | Financial Penalty | 10/03/2022 | ||
| 00412 | Bruen, Aaliyah Aaliyah | Financial penalty and prohibition | 07/05/2012 |
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