qfcra

2019 Enforcement Press Releases and Notices

Description	Date
QFC Regulatory Authority Agrees to Settlement with NEXtCARE Lebanon SAL, QFC Branch	07/10/2019
QFC Regulatory Authority imposes QAR 200,000,000 fine on First Abu Dhabi Bank PJSC for obstruction of investigation into market manipulation	25/08/2019
International Financial Services (Qatar) LLC fined USD$100,000 by the QFC Regulatory Authority	14/07/2019
QFC Regulatory Authority censures Chairman and Independent Director of Guardian Wealth Management Qatar LLC (in liquidation)	04/07/2019
John Hasberry, Director of Guardian Wealth Management Qatar LLC (in liquidation),prohibited and fined USD$200,000 by the QFC Regulatory Authority	03/07/2019
David Howell, Director of Guardian Wealth Management Qatar LLC (in liquidation),prohibited and fined USD$200,000 by the QFC Regulatory Authority	03/07/2019
THE QFC REGULATORY AUTHORITY ISSUES STATEMENT REGARDING FIRST ABU DHABI BANK P.J.S.C (REGISTERED BRANCH IN THE QFC)	20/06/2019
THE QFC REGULATORY AUTHORITY TAKES FURTHER ACTION AGAINST FIRST ABU DHABI BANK P.J.S.C (REGISTERED BRANCH IN THE QFC)	09/06/2019
THE QFC REGULATORY AUTHORITY CLOSES FIRST ABU DHABI BANK P.J.S.C (REGISTERED BRANCH IN THE QFC) TO NEW CUSTOMERS	14/03/2019